Compliance

In Conversation with Chintamani Bagwe: The Future of AI and RegTech in Compliance
May 29, 2024
Regulatory compliance is paramount for businesses across industries as it's a rapidly evolving landscape. Leveraging cutting-edge innovations in AI and RegTech can streamline processes and keep companies ahead of...
How to Prepare Your Business for the EU AI Act With KPMG’s EU AI Hub
May 24, 2024
The EU AI Hub, launched last week by AI security firm Cranium with KPMG and Microsoft, is a service designed to assist businesses in complying with the newly adopted...
Yellen urges German banks to boost compliance with US sanctions on Russia
Yellen urges German banks to boost compliance with US sanctions on Russia
May 21, 2024
US TREASURY Secretary Janet Yellen urged German bank executives on Tuesday (May 21) to step up efforts to comply with sanctions against Russia and shut down efforts to circumvent...
Yangzijiang Financial combines compliance and risk functions, removes chief risk officer role
Yangzijiang Financial combines compliance and risk functions, removes chief risk officer role
March 15, 2024
YANGZIJIANG Financial will no longer have a chief risk officer from Apr 1 when it combines its compliance and risk functions under one department. The move will help the...
Deadline for EU DMA Compliance Reports Arrives for ‘Gatekeeper’ Orgs
March 6, 2024
March 7 marks the day that six major tech companies — Alphabet, Amazon, Apple, ByteDance, Meta and Microsoft — must provide compliance reports for the European Union’s Digital Markets...
China exchanges hold compliance training session for quant funds
China exchanges hold compliance training session for quant funds
March 4, 2024
CHINA’S stock exchanges have held a compliance training session for quant hedge fund companies to prevent trading risks, the Shenzhen exchange said on Monday (Mar 4). Managers from 28...
The Entrepreneur’s Comprehensive Guide to Navigating Legal Changes | Entrepreneur
May 1, 2023
Opinions expressed by Entrepreneur contributors are their own. In an ever-changing landscape of regulations, staying ahead of legal and regulatory changes is critical to safeguarding your business's success. It...
Reducing Compliance Risk: A Guide to Delegating Responsibilities | Entrepreneur
April 27, 2023
Opinions expressed by Entrepreneur contributors are their own. Compliance leaders like chief information security officers are faced with the ever-growing responsibility of minimizing the risks their companies face. However,...
Helping American Dreams Come True With Compliance By Inkle
February 6, 2023
For growing technology businesses all around the world, the US represents something of a holy grail – it offers a huge target market with sophisticated consumers and business that...
What Is Marketing Compliance and Why Should You Care?
January 10, 2023
Opinions expressed by Entrepreneur contributors are their own. Marketing compliance is a term used to describe the actions and practices of a company in order to ensure that it...