Hong Kong regulator brings insider trading charges against Segantii and its founder
HONG Kong’s securities regulator started an insider dealing prosecution against hedge fund Segantii Capital Management, its founder and a former ...
Tag: regulator
Soup Holdings reports food safety lapses, summons from regulator
SOUP Holdings : 5KI 0% reported five non-compliance cases of food safety regulations, and one incident of cockroaches being found ...
Soup Holdings reports food safety lapses, intended summons from regulator
SOUP Holdings : 5KI 0% reported five non-compliance cases of food safety regulations, and one incident of cockroaches being found ...
Hong Kong regulator to probe PwC auditing role over Evergrande
HONG KONG’S accounting regulator said it will investigate allegations over PricewaterhouseCoopers’ role auditing China Evergrande Group following a “whistleblower report”.The ...
China securities regulator launches inspections of mutual funds
CHINA’S securities regulator has launched onsite inspections of some mutual fund companies as part of efforts to strengthen management of ...
Swiss financial regulator plans to stress-test UBS this year
SWISS financial regulator Finma said on Wednesday (Mar 20) it plans to carry out 40 reviews of UBS and two ...
European regulator says it would pull Boeing approval if needed
THE acting head of Europe’s aviation regulator has warned the agency would suspend its indirect approval of Boeing’s jet production ...
Bitcoin hits another new high as UK regulator paves way for more crypto trading
The value of Bitcoin has reached a new high, just days after the previous record was broken.On Monday morning one ...
UK regulator to allow crypto exchange-traded notes for professional investors
BRITAIN’S financial watchdog said on Monday (Mar 11) it will now permit recognised investment exchanges to launch crypto-backed exchange-traded notes, ...
Australia’s corporate regulator fines ASX, issues infringement notice
AUSTRALIA’S corporate regulator said on Thursday (Mar 7) that ASX has paid a A$1.1 million (S$966,988) fine following a compliance ...
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