regulator

Opinion: AI and privacy rules meant for Big Tech could hurt small businesses most
As lawmakers and regulators in the U.S. consider policy born of their Big Tech concerns such as data privacy and artificial intelligence, they should carefully consider how such changes...
India regulator plans tighter rules for listing of small businesses: sources
India regulator plans tighter rules for listing of small businesses: sources
INDIA’S markets regulator and exchanges will tighten rules for public offers of small and medium enterprises (SMEs), according to two sources, after complaints of misuse of a separate listing...
ANZ faces regulator probe on Australia government bond sale
ANZ faces regulator probe on Australia government bond sale
ANZ Group Holdings said Australia’s markets regulator is investigating the firm’s execution of a government bond sale last year.The bank said the inquiries by the Australian Securities and Investments...
India’s markets regulator puts seven Adani companies on notice for violations
India’s markets regulator puts seven Adani companies on notice for violations
India’s markets regulator has sent notices of regulatory violations to seven companies of the Adani conglomerate, including its flagship Adani Enterprises, the group said in stock exchange filings.The regulator...
Hong Kong regulator brings insider trading charges against Segantii and its founder
Hong Kong regulator brings insider trading charges against Segantii and its founder
HONG Kong’s securities regulator started an insider dealing prosecution against hedge fund Segantii Capital Management, its founder and a former trader, the watchdog said on Thursday (May 2). The Hong...
Soup Holdings reports food safety lapses, summons from regulator
Soup Holdings reports food safety lapses, summons from regulator
SOUP Holdings : 5KI 0% reported five non-compliance cases of food safety regulations, and one incident of cockroaches being found at its Cafe O outlet that led to a...
Soup Holdings reports food safety lapses, summons from regulator
Soup Holdings reports food safety lapses, intended summons from regulator
SOUP Holdings : 5KI 0% reported five non-compliance cases of food safety regulations, and one incident of cockroaches being found at its Cafe O outlet that led to a...
Hong Kong regulator to probe PwC auditing role over Evergrande
Hong Kong regulator to probe PwC auditing role over Evergrande
HONG KONG’S accounting regulator said it will investigate allegations over PricewaterhouseCoopers’ role auditing China Evergrande Group following a “whistleblower report”.The Accounting and Financial Reporting Council (AFRC) said in a...
China securities regulator launches inspections of mutual funds
China securities regulator launches inspections of mutual funds
CHINA’S securities regulator has launched onsite inspections of some mutual fund companies as part of efforts to strengthen management of the industry, unnerving fund managers. The securities watchdog, under...
Swiss financial regulator plans to stress-test UBS this year
Swiss financial regulator plans to stress-test UBS this year
SWISS financial regulator Finma said on Wednesday (Mar 20) it plans to carry out 40 reviews of UBS and two stress tests this year on the bank after its...