Robinhood Crypto gets Wells notice from US SEC
RETAIL trading platform Robinhood Markets said on Monday (May 6) it received an enforcement action notice from the US Securities ...
Tag: SEC
Crypto firm sues SEC to fend off oversight of Ethereum
CRYPTO software firm Consensys sued the US Securities and Exchange Commission (SEC) in an effort to fend off regulation of ...
US SEC warns Uniswap Labs of potential enforcement action
THE US Securities and Exchange Commission (SEC) has notified of potential enforcement action against Uniswap Labs, the main developer behind ...
Ripple should pay more than US$2 billion for sales, SEC says
RIPPLE Labs should pay more than US$2 billion in fines and penalties for selling its XRP token to institutional investors, ...
BlackRock files with SEC to offer fund with tokenisation firm Securitize
BLACKROCK is preparing to offer a fund through a partnership with digital asset specialist Securitize, making it the latest Wall ...
SEC sues money managers for bogus artificial intelligence claims
THE US Securities and Exchange Commission penalised two money managers for what it says were bogus claims about their use ...
TDCX minority shareholder wants MAS, SEC to scrutinise privatisation offer
A MINORITY investor of digital advertising solutions provider TDCX has filed a complaint with the Monetary Authority of Singapore and ...
Former perm sec Tan Tee How to succeed outgoing chairman of CLCT’s manager
CAPITALAND China Trust’s (CLCT) manager has appointed former permanent secretary Tan Tee How as its new chairman of the board, ...
SEC is investigating OpenAI over its board’s actions
THE Securities and Exchange Commission began an inquiry into OpenAI soon after the company’s board of directors unexpectedly removed Sam ...
JPMorgan CEO Dimon sells about US$150 million of his shares, SEC filing says
JPMORGAN Chase CEO Jamie Dimon has sold about US$150 million of his shares in the bank, a SEC filing showed on Thursday, ...
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