regulator

Billionaire Henry Cheng’s units agree settlement with Hong Kong regulator
Billionaire Henry Cheng’s units agree settlement with Hong Kong regulator
The SFC says that the settlement is in the public interest and underscored the need to comply with takeover rulesPublished Wed, Feb 18, 2026 · 01:30 PM[HONG KONG] Business...
Hong Kong regulator ramps up warnings over poor IPO filings
Hong Kong regulator ramps up warnings over poor IPO filings
Securities and Futures Commission flags that teams are unfamiliar with regulatory requirements and lack the experience to handle applicationsPublished Fri, Jan 30, 2026 · 08:18 PM[HONG KONG] Hong Kong’s...
German regulator orders oversight, limits on GIC-backed online bank N26
German regulator orders oversight, limits on GIC-backed online bank N26
The measures mark the second time since 2021 that BaFin has directed a special monitor to oversee the fast-growing Berlin-based lender[FRANKFURT] Germany’s financial regulator BaFin on Monday (Dec 15)...
US regulator grants crypto firms initial approval to launch trust banks
US regulator grants crypto firms initial approval to launch trust banks
The regulator still has to sign off with a final stamp of approval before each of the trust banks can begin to operate[NEW YORK] Crypto giants, including Ripple and...
Mars US billion Kellanova deal waved ahead by US regulator
Mars US$36 billion Kellanova deal waved ahead by US regulator
[SAN FRANCISCO] Mars’ US$36 billion takeover of snack maker Kellanova was given the green light by the US Federal Trade Commission (FTC) on the same day European Union regulators...
Australia’s ASX shares slide as regulator launches probe into ‘serious failures’
Australia’s ASX shares slide as regulator launches probe into ‘serious failures’
SHARES of Australian bourse operator ASX dropped on Monday after the country’s securities regulator launched an investigation into the company, citing “repeated and serious” operational failures.Shares of ASX were...
Australia regulator trials faster IPO process as listings hit decade low
Australia regulator trials faster IPO process as listings hit decade low
[SYDNEY] Australia’s securities regulator said on Tuesday (Jun 10) it would trial changes to speed up initial public offerings that are at a decade low by implementing recommendations from...
US regulator drops lawsuit against Binance
US regulator drops lawsuit against Binance
Published Fri, May 30, 2025 · 11:51 AM[WASHINGTON] The US Securities and Exchange Commission (SEC) on Thursday dropped its civil lawsuit against the cryptocurrency exchange Binance and its majority...
Taiwan regulator probes firms for pressuring staff to sell ETFs
Taiwan regulator probes firms for pressuring staff to sell ETFs
Published Wed, May 14, 2025 · 11:19 AM[TAIPEI] Taiwan’s financial regulator is probing 20 financial institutions over how they pushed staff to sell exchange-traded fund (ETF) products, the latest...
US securities regulator closes investigation into Robinhood’s crypto arm with no action
US securities regulator closes investigation into Robinhood’s crypto arm with no action
ROBINHOOD said the US securities regulator had closed its probe into the retail trading firm’s crypto arm with no action, as it seeks to revamp policing of digital assets...