US SEC launches task force on securities fraud by foreign companies
The US Securities and Exchange Commission (SEC) is setting up a new unit to focus on securities fraud by foreign ...
Tag: SEC
Energy Market Authority chairman Richard Lim to step down; ex-perm sec Tan Ching Yee to assume role
Energy Market Authority (EMA) chairman Richard Lim, 71, will step down in September after leading the board for five years.Lim ...
After rocky week, Coinbase becomes first crypto exchange to join the S&P 500
Coinbase on Monday became the first cryptocurrency exchange to join the Standard & Poor’s 500 index, marking a pivotal moment ...
SEC seeks to settle legal fight with Ripple Labs for US$50 million
The SEC has dismissed or paused several other legal cases and investigations targeting crypto companies since US President Donald Trump ...
Gemini’s Winklevoss says SEC closed investigation with no action
GEMINI Trust, owned by billionaire Winklevoss twins, was told by the US Securities and Exchange Commission (SEC) that the agency ...
BlackRock resumes talks with companies following SEC guidance
BLACKROCK has restarted its investment stewardship meetings with companies after a short pause used to assess new US Securities and ...
Elon Musk sued by SEC over late 2022 disclosure of Twitter stake
The U.S. Securities and Exchange Commission sued Elon Musk on Tuesday, alleging failure to timely disclose that he bought more ...
SIA Engineering adds MOM perm sec Ng Chee Khern to board
SIA Engineering has appointed Ng Chee Khern, the permanent secretary of the Ministry of Manpower, as an independent non-executive director, with ...
Robinhood to pay US$45 million to settle SEC charges over record keeping, other violations
ONLINE trading firm Robinhood Markets has agreed to pay US$45 million to settle US Securities and Exchange Commission (SEC) charges ...
US SEC fines Blackstone, KKR, Apollo, others in texting crackdown
AFFILIATES of Blackstone, KKR, Apollo Global Management and Charles Schwab are among a dozen investment advisers and brokerages that will ...
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