US SEC, Coinbase clash in court over crypto rulemaking
COINBASE and the US securities regulator faced off in a federal appeals court in Philadelphia on Monday (Sep 23) as ...
Tag: SEC
Terraform Labs approved for bankruptcy wind-down after US SEC settlement
TERRAFORM Labs received court approval on Thursday (Sep 19) to wind down its operations in bankruptcy after agreeing to settle ...
US SEC poised to allow half-penny stock pricing
WALL Street’s top regulator on Wednesday (Sep 18) unveiled rules allowing stock markets to price shares in increments of half ...
US SEC votes allow half-penny stock pricing
WALL Street’s top regulator on Wednesday (Sep 18) unanimously voted to allow stock exchanges to price many stocks in increments ...
FTX auditor settles US SEC negligence case, pays fine
A FORMER auditor for FTX will pay US$1.95 million to settle two US Securities and Exchange Commission (SEC) cases, including ...
US SEC hits 7 public companies with penalties for violating whistleblower protections
SEVEN public companies agreed to pay a combined US$3 million to settle US Securities and Exchange Commission charges they violated ...
US SEC threatens to sue NFT marketplace OpenSea, CEO says
THE US Securities and Exchange Commission has threatened to sue non-fungible tokens marketplace OpenSea, the company’s CEO said in a ...
Nasdaq seeks SEC approval for Bitcoin index options
NASDAQ is seeking the green light from regulators to launch and trade options on a Bitcoin index, the exchange operator ...
Icahn settles with US SEC over alleged disclosure failures
BILLIONAIRE investor Carl Icahn and his firm Icahn Enterprises LP (IEP) have settled charges that for years he failed to ...
US SEC sues over alleged US$650 million global crypto fraud
THE US Securities and Exchange Commission (SEC) on Monday (Aug 12) sued the cryptocurrency company NovaTech and its married co-founders, ...
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